Chief Compliance Officer Job at Bridges Trust, Omaha, NE

VGJkU0h0TWxlWmxGNTVRc045eFJibUlVNWc9PQ==
  • Bridges Trust
  • Omaha, NE

Job Description

About Bridges Trust

Bridges Trust is a privately-owned trust and wealth management firm providing comprehensive trust, wealth management, family office, and strategic planning services for a growing client base of successful individuals and families, endowments and foundations, business owners, and corporations. Our experienced team of professionals in investments, trusts, and philanthropy are dedicated to helping our clients develop and implement innovative and effective strategies to preserve and maximize their wealth across generations.

Bridges Trust is built on the tenacity and ethic of our team members. We are united in our commitment to deliver expertise and unparalleled service and look forward to adding team members who align with our values of trust, service, excellence, and performance .

About The Role

We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to lead all compliance operations and programs across our firm. The CCO will develop and maintain effective compliance policies and procedures, ensuring alignment with industry best practices and applicable regulations. This leadership role requires a strategic thinker with a deep understanding of regulatory frameworks, risk management, and operational compliance.

What You'll Do

  • Lead, develop, implement, and maintain a robust compliance program that meets regulatory requirements and industry best practices.
  • Oversee firm-wide risk assessments, internal controls, independent testing, policies and procedures, training programs, and compliance documentation.
  • Serve as the primary liaison with the SEC, Nebraska Department of Banking and Finance, and South Dakota Department of Labor and Regulation.
  • Manage all regulatory examinations and audits, ensuring timely and efficient responses.
  • Ensure timely submission of all regulatory reports, including required filings and disclosures.
  • Oversight of communication of required client disclosures, regulatory reports (e.g., Form ADV), and other essential account documents.
  • Provide leadership and guidance to ensure compliance integrity across Bridges Trust and Investment Management.
  • Proactively collaborate with internal and external stakeholders to foster a firm-wide culture of compliance.

Qualifications

  • Bachelor’s degree required; JD preferred.
  • Minimum of 10 years of experience in the securities industry and/or trust company sector.
  • Extensive expertise in regulatory structures, compliance operations, and risk management.
  • Hands-on experience managing regulatory exams and interactions with governing bodies.
  • Strong background in securities and trust operations, with a focus on wealth management businesses.
  • Exceptional leadership and collaboration skills, with the ability to navigate complex regulatory environments.
  • Expert-level communication skills across all channels.
  • In-depth knowledge of securities and trust regulations, with the ability to adapt to evolving compliance landscapes.
  • Proven ability to assess risk, make strategic decisions, and solve complex problems effectively.
  • Strong ability to plan, organize, and execute compliance strategies to maintain a proactive regulatory posture.

Job Tags

Similar Jobs

BroadPath Healthcare Solutions

Member Service Representative Job at BroadPath Healthcare Solutions

 ...to join our remote call center team. In this fully remote role, you will be training and working from home, at your desk and on the phone throughout the day, Monday through Friday. The primary focus of your role will be handling incoming calls, though you may occasionally... 

CVS Health

Pharmacy Technician Job at CVS Health

 ...locations, we bring this promise to life with heart every day and our Pharmacy Technicians (Technicians) play a critical role in supporting...  ...store. Technicians are often the first point of contact to assist our patients and customers to deliver an exceptional experience... 

Coca-Cola Consolidated

Merchandiser Part Time Job at Coca-Cola Consolidated

 ...Career with Us! Job Overview LOCATION: CLEVELAND, TN SCHEDULE: EVENINGS - FRIDAY THROUGH SUNDAY PAY: $16.75/HOUR The Merchandiser is responsible for presenting products in a way that will attract the attention of consumers at our customer retail locations.... 

Prairie View A&M University

Academic Advisor II Job at Prairie View A&M University

 ...with all state, system, and university policies, regulations, rules, procedures, guidelines...  ...to PVAMU from high school or other educational institutions. Provide administrative...  ...mission of achieving excellence in teaching, research and service. PVAMU is conveniently... 

Vision Truck Line

Truck Driver Class A Local Home Daily 1300 per week Driving at Night Job at Vision Truck Line

 ...00 per week - ($1000 sign-on bonus) Home Daily, NIGHTS- (day off: Tues/Wed or Wed/Thurs...  ...Automatics Drug Test: Hair Test Vision Drivers Enjoy Great Benefits Health, Dental...  ...violence is case by case Vision Truck Line LLC is a licensed contract carrier...